HB 1414 - Administrative procedure; rule changes; requirements

Georgia House of Representatives - 1995/1996 Sessions

HB 1414 - Administrative procedure; rule changes; requirements

Page Numbers - 1/ 2/ 3/ 4/ 5/ 6/ 7
Code Sections - 50-13-4
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House Comm: GAff / Senate Comm: / House Vote: Yeas Nays Senate Vote: Yeas Nays ---------------------------------------- House Action Senate ---------------------------------------- 1/24/96 Read 1st Time 1/25/96 Read 2nd Time ---------------------------------------- Code Sections amended:
HB 1414 LC 9 8594 A BILL TO BE ENTITLED AN ACT 1- 1 To be known as the "Regulation Accountability Act of 1996"; 1- 2 to provide a short title; to amend Chapter 13 of Title 50 of 1- 3 the Official Code of Georgia Annotated, known as the 1- 4 "Georgia Administrative Procedure Act," so as to change the 1- 5 definition of the term "rule" as used in such chapter; to 1- 6 provide for the inclusion of certain manuals and statements 1- 7 within the meaning of such term; to change certain time 1- 8 periods relating to notice of proposed actions; to clarify 1- 9 the provisions relating to mailing of notices and the 1-10 maintenance of mailing lists; to change the provisions 1-11 relating to emergency rules; to provide that emergency rules 1-12 shall not be renewed or reissued as emergency rules; to 1-13 provide that certain rules to which objections are filed 1-14 shall not become effective until a certain date; to provide 1-15 that certain rules shall not become effective; to change the 1-16 procedure for review, objection, and overruling of rules by 1-17 committees of the General Assembly and by the General dd d@d@d(@d@d@d]@d 1-19 the provisions relating to the effective date of rules; to 1-20 repeal conflicting laws; and for other purposes. 1-21 BE IT ENACTED BY THE GENERAL ASSEMBLY OF GEORGIA: SECTION 1. 1-22 This Act shall be known and may be cited as the "Regulation 1-23 Accountability Act of 1996." SECTION 2. 1-24 Chapter 13 of Title 50 of the Official Code of Georgia 1-25 Annotated, known as the "Georgia Administrative Procedure 1-26 Act," is amended by striking paragraph (6) of Code Section 1-27 50-13-2, relating to definitions, and inserting in lieu 1-28 thereof a new paragraph (6) to read as follows: 1-29 "(6) 'Rule' means each agency regulation, standard, or 1-30 statement of general applicability that implements, 1-31 interprets, or prescribes law or policy or describes the 1-32 organization, procedure, or practice requirements of any -1- (Index) LC 9 8594 2- 1 agency. Such term shall include all manuals produced by 2- 2 an agency including, but not limited to, all teaching 2- 3 manuals, training manuals, procedural manuals, policy 2- 4 manuals, and other manuals used internally by an agency 2- 5 or distributed to the public. The term includes the 2- 6 amendment or repeal of a prior rule but does not include 2- 7 the following: 2- 8 (A) Statements concerning only the internal management of 2- 9 an agency and not affecting private rights or procedures 2-10 available to the public; 2-11 (B)(A) Declaratory rulings issued pursuant to Code Section 2-12 50-13-11; 2-13 (C)(B) Intra-agency memoranda; 2-14 (D)(C) Statements of policy or interpretations that are 2-15 made in the decision of a contested case; 2-16 (E)(D) Rules concerning the use or creation of public 2-17 roads or facilities, which rules are communicated to the 2-18 public by use of signs or symbols; 2-19 (F)(E) Rules which relate to the acquiring, sale, 2-20 development, and management of the property, both real and 2-21 personal, of the state or of an agency; 2-22 (G)(F) Rules which relate to contracts for the purchases 2-23 and sales of goods and services by the state or of an 2-24 agency; 2-25 (H)(G) Rules which relate to the employment, compensation, 2-26 tenure, terms, retirement, or regulation of the employees 2-27 of the state or of an agency; 2-28 (I)(H) Rules relating to loans, grants, and benefits by 2-29 the state or of an agency; or 2-30 (J)(I) The approval or prescription for the future of 2-31 rates or prices." SECTION 3. 2-32 Said chapter is further amended by striking Code Section 2-33 50-13-4, relating to procedural requirements for adoption, 2-34 amendment, or repeal of rules, emergency rules, limitations 2-35 on actions to contest rules, and legislative override of 2-36 rules, and inserting in lieu thereof a new Code Section 2-37 50-13-4 to read as follows: -2- (Index) LC 9 8594 3- 1 "50-13-4. (Index) 3- 2 (a) Prior to the adoption, amendment, or repeal of any 3- 3 rule, other than interpretive rules or general statements 3- 4 of policy, the agency shall: 3- 5 (1) Give at least 30 60 days' notice of its intended 3- 6 action. The notice shall include an exact copy of the 3- 7 proposed rule and a synopsis of the proposed rule. The 3- 8 synopsis shall be distributed with and in the same 3- 9 manner as the proposed rule. The synopsis shall contain 3-10 a statement of the purpose and the main features of the 3-11 proposed rule, and, in the case of a proposed amendatory 3-12 rule, the synopsis also shall indicate the differences 3-13 between the existing rule and the proposed rule. The 3-14 notice shall also include the exact date on which the 3-15 agency shall consider the adoption of the rule and shall 3-16 include the time and place in order that interested 3-17 persons may present their views thereon. The notice 3-18 shall also contain a citation of the authority pursuant 3-19 to which the rule is proposed for adoption and, if the 3-20 proposal is an amendment or repeal of an existing rule, 3-21 the rule shall be clearly identified. The notice shall 3-22 be mailed to all persons who have requested in writing 3-23 that they be placed upon a mailing list which shall be 3-24 maintained by the agency for advance notice of any 3-25 specific rule-making proceeding or all of its 3-26 rule-making proceedings and who have tendered the actual 3-27 cost of such mailing as from time to time estimated by 3-28 the agency; 3-29 (2) Afford to all interested persons reasonable 3-30 opportunity to submit data, views, or arguments, orally 3-31 or in writing. In the case of substantive rules, 3-32 opportunity for oral hearing must be granted if 3-33 requested by 25 persons who will be directly affected by 3-34 the proposed rule, by a governmental subdivision, or by 3-35 an association having not less than 25 members. The 3-36 agency shall consider fully all written and oral 3-37 submissions respecting the proposed rule. Upon adoption 3-38 of a rule, the agency, if requested to do so by an 3-39 interested person either prior to adoption or within 30 3-40 days thereafter, shall issue a concise statement of the 3-41 principal reasons for and against its adoption and 3-42 incorporate therein its reason for overruling the 3-43 consideration urged against its adoption; and -3- (Index) LC 9 8594 4- 1 (3) In the formulation and adoption of any rule which 4- 2 will have an economic impact on businesses in the state, 4- 3 reduce the economic impact of the rule on small 4- 4 businesses which are independently owned and operated, 4- 5 are not dominant in their field, and employ 100 4- 6 employees or less by implementing one or more of the 4- 7 following actions when it is legal and feasible in 4- 8 meeting the stated objectives of the statutes which are 4- 9 the basis of the proposed rule: 4-10 (A) Establish differing compliance or reporting 4-11 requirements or timetables for small businesses; 4-12 (B) Clarify, consolidate, or simplify the compliance 4-13 and reporting requirements under the rule for small 4-14 businesses; 4-15 (C) Establish performance rather than design standards 4-16 for small businesses; or 4-17 (D) Exempt small businesses from any or all 4-18 requirements of the rules. 4-19 (b) If any agency finds that an imminent peril to the 4-20 public health, safety, or welfare, including but not 4-21 limited to, summary processes such as quarantines, 4-22 contrabands, seizures, and the like authorized by law 4-23 without notice, requires adoption of a rule upon fewer 4-24 than 30 60 days' notice and states in writing its reasons 4-25 for that finding, it may proceed without prior notice or 4-26 hearing or upon any abbreviated notice and hearing that it 4-27 finds practicable to adopt an emergency rule. The rule 4-28 may be effective for a period of not longer than 120 days 4-29 and shall not be renewed or reissued as an emergency rule, 4-30 but the adoption of an identical rule under paragraphs (1) 4-31 and (2) of subsection (a) of this Code section is not 4-32 precluded. 4-33 (c) It is the intent of this Code section to establish 4-34 basic minimum procedural requirements for the adoption, 4-35 amendment, or repeal of administrative rules. Except for 4-36 emergency rules which are provided for in subsection (b) 4-37 of this Code section, the provisions of this Code section 4-38 are applicable to the exercise of any rule-making 4-39 authority conferred by any statute, but nothing in this 4-40 Code section repeals or diminishes additional requirements 4-41 imposed by law or diminishes or repeals any summary power 4-42 granted by law to the state or any agency thereof. -4- (Index) LC 9 8594 5- 1 (d) No rule adopted after April 3, 1978, shall be valid 5- 2 unless adopted in exact compliance with subsections (a) 5- 3 and (e) of this Code section and in substantial compliance 5- 4 with the remainder of this Code section. A proceeding to 5- 5 contest any rule on the ground of noncompliance with the 5- 6 procedural requirements of this Code section must be 5- 7 commenced within two years from the effective date of the 5- 8 rule. 5- 9 (e) The agency shall transmit three copies of the notice 5-10 provided for in paragraph (1) of subsection (a) of this 5-11 Code section to the legislative counsel. The copies shall 5-12 be transmitted at least 30 60 days prior to the date of 5-13 the agency's intended action. Within three days after 5-14 receipt of the copies, if possible, the legislative 5-15 counsel shall furnish the presiding officers of each house 5-16 with a copy of the notice, and the presiding officers 5-17 shall assign the notice to the chairperson of the 5-18 appropriate standing committee in each house for review 5-19 and any member thereof of the Senate or the House of 5-20 Representatives who makes a standing written request. In 5-21 the event a presiding officer is unavailable for the 5-22 purpose of making the assignment within the time 5-23 limitations, the legislative counsel shall assign the 5-24 notice to the chairperson of the appropriate standing 5-25 committee. The legislative counsel shall also transmit 5-26 within the time limitations provided in this subsection a 5-27 notice of the assignment to the chairperson of the 5-28 appropriate standing committee. Each standing committee 5-29 of the Senate and the House of Representatives is granted 5-30 all the rights provided for interested persons and 5-31 governmental subdivisions in paragraph (2) of subsection 5-32 (a) of this Code section. 5-33 (f) In the event a standing committee to which a notice is 5-34 assigned as provided in subsection (e) of this Code 5-35 section files an objection to a proposed rule, signed by a 5-36 majority of the members of such committee, prior to its 5-37 adoption and the agency adopts the proposed rule over the 5-38 objection, such rule shall not become effective until the 5-39 thirtieth day of the next regular session of the General 5-40 Assembly which begins after the date of the adoption of 5-41 the rule. Any rule for which such an objection has been 5-42 filed the rule may be considered by the branch of the 5-43 General Assembly whose committee objected to its adoption 5-44 by the introduction of a resolution for the purpose of 5-45 overriding the rule at any time within the first 30 20 -5- (Index) LC 9 8594 6- 1 days of the next regular session of the General Assembly. 6- 2 It shall be the duty of any agency which adopts a proposed 6- 3 rule over such objection so to notify the presiding 6- 4 officers of the Senate and the House of Representatives, 6- 5 the chairmen chairpersons of the Senate and House 6- 6 committees to which the rule was referred, and the 6- 7 legislative counsel within ten days after the adoption of 6- 8 the rule. In the event the resolution is adopted by such 6- 9 branch of the General Assembly, it shall be immediately 6-10 transmitted to the other branch of the General Assembly. 6-11 It shall be the duty of the presiding officer of the other 6-12 branch of the General Assembly to have such branch, within 6-13 five days after the receipt of the resolution, to consider 6-14 the resolution for the purpose of overriding the rule. In 6-15 the event the resolution is adopted by two-thirds a 6-16 majority of the votes of each branch of the General 6-17 Assembly, the rule shall be void on the day after the 6-18 adoption of the resolution by the second branch of the 6-19 General Assembly and such rule shall not go into effect. 6-20 In the event the resolution is ratified by less than 6-21 two-thirds of the votes of either branch, the resolution 6-22 shall be submitted to the Governor for his approval or 6-23 veto. In the event of his veto, the rule shall remain in 6-24 effect. In the event of his approval, the rule shall be 6-25 void on the day after the date of his approval. If such 6-26 resolution is not adopted by both branches of the General 6-27 Assembly within the time periods required by this 6-28 subsection, the rule shall go into effect on the thirtieth 6-29 day of such regular session. 6-30 (g)(1) Subsection (f) of this Code section shall not 6-31 apply to the Environmental Protection Division of the 6-32 Department of Natural Resources, but paragraph (2) of 6-33 this subsection shall apply to the Environmental 6-34 Protection Division of the Department of Natural 6-35 Resources. 6-36 (2) In the event the chairman chairperson of any 6-37 standing committee to which a proposed rule relative to 6-38 the Environmental Protection Division of the Department 6-39 of Natural Resources is assigned notifies the agency 6-40 that the committee objects to the adoption of the rule 6-41 or has questions concerning the purpose, nature, or 6-42 necessity of the rule, it shall be the duty of the 6-43 agency to consult with the committee prior to the 6-44 adoption of the rule." -6- (Index) LC 9 8594 SECTION 4. 7- 1 Said chapter is further amended by striking subsection (a) 7- 2 of Code Section 50-13-6, relating to the effective date of 7- 3 rules and filing with the Secretary of State, and inserting 7- 4 in lieu thereof a new subsection (a) to read as follows: 7- 5 "(a) Except as otherwise provided in subsection (f) of 7- 6 Code Section 50-13-4, each Each rule adopted after July 1, 7- 7 1965, shall not become effective until the expiration of 7- 8 20 days after an original and two copies of the rule are 7- 9 filed in the office of the Secretary of State. Each rule 7-10 so filed shall contain a citation of the authority 7-11 pursuant to which it was adopted and, if an amendment, 7-12 shall clearly identify the original rule." SECTION 5. 7-13 All laws and parts of laws in conflict with this Act are 7-14 repealed. -7- (Index)

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